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Complimentary Webinar: What has Market Conduct Done for You Lately? Thank you for your interest in our upcoming webinar which is scheduled to take place on Wednesday, July 30, 2014 at 2:00 PM (EST). To attend this session and learn how to make Market Conduct work for you, please complete the following Registration Form. For additional information regarding the topics that will be covered during the session, please view the full session description at the bottom of this page. |
| ABOUT THE SESSION Market conduct exams are increasing in number and intensity. That means there is more and more data out there for you to find, analyze and leverage to direct the development and maintenance of your organization’s market conduct compliance program. But to get to a place where this information can work for you, you have got to be able to move through it quickly to identify oversight trends, isolate common program deficiencies, and pinpoint areas where others have struggled. We have invited three industry compliance practitioners to share the strategies they employ in their market conduct programs and discuss how they leverage the Wolters Kluwer Financial Services market conduct tools to sift through voluminous market conduct data and execute on their strategies. Using a case-study approach, these experts will discuss best practices for aggregating and organizing market conduct data and leveraging it to:
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