Special Webinar: The Top Ten Criticisms on Market Conduct Examinations Cost: Complimentary
First Name
*
Last Name
Email Address
Company
1. What is your title/role?
Other
2. Are you performing internal compliance audits?
Yes
No
If no, why not?
3. What are your top 3 concerns when it comes to market conduct compliance?
Fines
Increased Frequency of Exams
Staffs Time Commitment
Keeping up with the new/revised regulatory requirements that examiners review
Training the company exam manager
Negative press associated with noncompliant findings
Producing requested records in the format required by the examiners
Session
Topic: Top 10 Market Conduct Issues for Life and Health Insurance Date: August 19, 2010
Time: 1:00 - 2:00 PM ET
Please expect to receive an email with additional details shortly. If you have any questions please contact us at 800-481-1522.